Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Waller is a financial professional with over 8 years of experience in the securities industry. Adam is registered with Fidelity Brokerage Services LLC in Merrimack, NH. Adam has passed the Series 6, Series 63, Series 26 and SIE exams and is licensed in 53 states. Adam is also a registered representative with FINRA and is currently active in the Broker-Dealer scope.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
11/23/2011 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 12/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Waller is the right advisor for you? Invested Better is here to help.
