Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Marcus is a financial advisor with Wells Fargo Clearing Services, LLC. Adam has been in the financial industry since February 5, 2001. Adam is registered to provide investment advice in 42 states and the District of Columbia. Adam is a Certified Financial Planner. Adam has experience working at Goldman Sachs Execution & Clearing, L.P. and Spear, Leeds & Kellogg Specialists LLC. Adam's previous experience included working in New York, New York, and providing brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SD
11/29/2010 - Present
Wells Fargo Clearing Services, LLC (RAPID CITY SD)
NY
05/26/2003 - 09/22/2008
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
01/17/2001 - 09/22/2008
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BOTH
Issued 10/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/05/2001
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 06/14/2001
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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