Unclaimed
Adam Nathaniel Ratner is a financial professional who is currently registered with Tower Principal Markets LLC. Adam has a strong background in the financial industry, having previously worked at DRW Securities, L.L.C., and PEAK6 Capital Management LLC. Adam holds the Securities Industry Essentials Examination (SIE) and Series 57 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/14/2024 - Present
Tower Principal Markets LLC (Chicago IL)
IL
07/19/2021 - 01/30/2024
DRW SECURITIES, L.L.C. (CHICAGO IL)
IL
07/07/2020 - 09/21/2020
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
IL
09/18/2017 - 07/22/2019
PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 57 - Securities Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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