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Adam Nathaniel Ratner

Tower Principal Markets LLC

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About Adam Nathaniel Ratner

Adam Nathaniel Ratner is a financial professional who is currently registered with Tower Principal Markets LLC. Adam has a strong background in the financial industry, having previously worked at DRW Securities, L.L.C., and PEAK6 Capital Management LLC. Adam holds the Securities Industry Essentials Examination (SIE) and Series 57 licenses.

Firm Information

Adam Ratner is currently registered with Tower Principal Markets LLC. Tower Principal Markets LLC is a Limited Liability Company formed in South Carolina on February 24, 2022. The firm is registered with the Securities and Exchange Commission and the state of South Carolina.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Ratner’s Registration & Firm History

IL

08/14/2024 - Present

Tower Principal Markets LLC (Chicago IL)

IL

07/19/2021 - 01/30/2024

DRW SECURITIES, L.L.C. (CHICAGO IL)

IL

07/07/2020 - 09/21/2020

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

IL

09/18/2017 - 07/22/2019

PEAK6 CAPITAL MANAGEMENT LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2017

Series 57 - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Adam Nathaniel Ratner.
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