Unclaimed
Adam Khaleel is a financial professional with over 9 years of experience in the industry. Adam is currently registered with Tradition Securities And Derivatives LLC and has been with the firm since February 4, 2019. Adam is a Series 7 and Series 63 licensed professional with the Securities Industry Essentials Examination (SIE). Adam has previously worked with E D & F MAN CAPITAL MARKETS INC. and CONSOLIDATED TRADING LLC. Adam is registered in 13 states, including California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Massachusetts, Minnesota, New Jersey, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/04/2019 - Present
Tradition Securities AND Derivatives LLC (Miami FL)
NY
01/05/2015 - 11/29/2018
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
IL
01/31/2006 - 08/30/2006
CONSOLIDATED TRADING LLC (CHICAGO IL)
BC
Issued 01/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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