Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Higgins is a financial advisor with over 7 years of experience in the financial services industry. Adam is currently registered with LPL Financial LLC, and holds Series 63, 65, 7 and SIE licenses. Adam works with individuals, families, businesses, and retirement plans. Adam is passionate about helping clients achieve their financial goals. Previously, Adam was employed by AXA Advisors, LLC from 2017 to 2018. Adam holds a bachelor's degree from The Citadel Military College of South Carolina. Adam has been registered with the state of Florida since 2023, Kentucky since 2019, North Carolina since 2018, South Carolina since 2018, Texas since 2024 and Washington since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
10/08/2024 - Present
LPL Financial LLC (SPARTANBURG SC)
SC
07/07/2017 - 10/18/2018
AXA ADVISORS, LLC (GREENVILLE SC)
IA
Issued 03/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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