Unclaimed
Adam Michael Wieden is a financial advisor who has been in the industry since November 25, 2005. Adam Michael Wieden is currently registered with Lazard Freres & Co. LLC and is also registered with the state of Minnesota. Adam Michael Wieden has passed the following exams: Series 7, Series 66, Series 79TO, Series 24, and SIE. Previously, Adam Michael Wieden was associated with LAZARD MIDDLE MARKET LLC and George K. Baum Capital Advisors, Inc. and George K. Baum & Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
03/31/2022 - Present
Lazard Freres & Co. LLC (MINNEAPOLIS MN)
MN
12/19/2014 - 03/31/2022
LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)
MO
01/26/2012 - 12/15/2014
GEORGE K. BAUM CAPITAL ADVISORS, INC. (KANSAS CITY MO)
MO
11/22/2005 - 02/21/2012
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
BOTH
Issued 01/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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