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Adam Michael Wieden

Lazard Freres & Co. LLC

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About Adam Michael Wieden

Adam Michael Wieden is a financial advisor who has been in the industry since November 25, 2005. Adam Michael Wieden is currently registered with Lazard Freres & Co. LLC and is also registered with the state of Minnesota. Adam Michael Wieden has passed the following exams: Series 7, Series 66, Series 79TO, Series 24, and SIE. Previously, Adam Michael Wieden was associated with LAZARD MIDDLE MARKET LLC and George K. Baum Capital Advisors, Inc. and George K. Baum & Company.

Firm Information

Adam Wieden is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Wieden’s Registration & Firm History

MN

03/31/2022 - Present

Lazard Freres & Co. LLC (MINNEAPOLIS MN)

MN

12/19/2014 - 03/31/2022

LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)

MO

01/26/2012 - 12/15/2014

GEORGE K. BAUM CAPITAL ADVISORS, INC. (KANSAS CITY MO)

MO

11/22/2005 - 02/21/2012

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

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Licenses & Designations

BOTH

Issued 01/21/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/24/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Michael Wieden.
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