Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Thornton is a financial advisor with UBS Financial Services Inc. Adam has been in the industry since 2009 and holds Series 66, Series 7, and SIE licenses. Adam has 7 years of experience with MML Investors Services, LLC. In addition to being registered in New York, Adam is also registered in Connecticut, District of Columbia, Florida, Maine, New Jersey, Pennsylvania. Adam is also an Investment Adviser Representative in New York. Adam specializes in working with individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, high-net-worth individuals, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
10/26/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
02/25/2010 - 04/08/2016
MML INVESTORS SERVICES, LLC (NEW YORK NY)
NY
09/11/2008 - 05/13/2009
UBS FINANCIAL SERVICES INC. (MITCHEL FIELD NY)
BOTH
Issued 10/09/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Adam Thornton is the right advisor for you? Invested Better is here to help.
