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Adam Michael Sall

Guggenheim Investments

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About Adam Michael Sall

Adam Sall is a registered investment advisor representative with Guggenheim Investments, based in New York, NY. Adam has been in the industry since 2002 and holds several licenses, including Series 66, 24, 7 and SIE. Adam has experience with various investment companies, including ING Investments Distributor, LLC, Goldman, Sachs & Co., ING Funds Distributor, LLC, Wells Fargo Investments, LLC, CitiCorp Investment Services, and UBS Financial Services Inc.

Firm Information

Adam Sall is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Adam Sall’s Registration & Firm History

NY

07/14/2016 - Present

Guggenheim Investments (NEW YORK NY)

CT

10/03/2011 - 04/24/2014

ING INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)

NY

02/22/2010 - 10/04/2011

GOLDMAN, SACHS & CO. (NEW YORK NY)

AZ

11/02/2005 - 02/08/2010

ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)

CA

02/01/2005 - 11/04/2005

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

NY

11/15/2004 - 02/01/2005

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NJ

05/03/2002 - 11/29/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 05/23/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/06/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Adam Michael Sall. Review regulatory record here.
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