Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Rainville is a financial professional with experience in the securities industry. Adam is currently registered with T3 Trading Group, LLC and holds several licenses including Series 7, Series 6, Series 57 and Series 63. Previously, Adam Rainville was associated with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/20/2024 - Present
T3 Trading Group, LLC (NEW YORK NY)
CA
05/12/2022 - 03/01/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN DIEGO CA)
BC
Issued 03/24/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2024
Series 57TO - Securities Trader Exam
BC
Issued 12/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/11/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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