Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Michael Klupchak is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Adam has been in the industry for 2.5 years, working previously with Fidelity Brokerage Services LLC and Pruco Securities, LLC. Adam is licensed in several states. Adam has a Series 7TO, SIE and Series 66 license. Adam specializes in providing investment advice and portfolio management services to individuals and businesses. Adam also provides advisory services to corporations and government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/12/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTHBROOK IL)
IL
05/30/2022 - 01/04/2024
FIDELITY BROKERAGE SERVICES LLC (HIGHLAND PARK IL)
IL
07/05/2021 - 04/18/2022
PRUCO SECURITIES, LLC. (Chicago IL)
BOTH
Issued 09/18/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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