Unclaimed
Adam Jaffe is a financial advisor who has been in the industry since 2014. Adam is currently registered with Solomon Partners Securities, LLC in New York. Adam has a Series 79 and a Series 63 license. He has been a registered representative in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/16/2014 - Present
Solomon Partners Securities, LLC (NEW YORK NY)
BC
Issued 08/27/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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