Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Goldfarb is a financial advisor at Raymond James Financial Services Advisors, Inc. Adam has been in the financial services industry for over 10 years. Adam is registered with the state of New York, as well as several other states. Adam is a Series 7, Series 10, Series 9, and SIE licensed representative. Adam also holds a Series 63 license. Adam is a partner and owner of Follow the Hummingbird Consulting, PBC, a consulting firm that specializes in start-up and growth companies with socially responsible and or environmentally conscious missions. Adam works with these businesses as a consultant coach to define mission, vision, and business plan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NY
07/08/2021 - Present
Raymond James Financial Services Advisors, Inc. (Buffalo NY)
BC
Issued 04/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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