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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Friedman is a financial advisor who has been in the industry since January 27, 2015. Adam is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has held previous registrations with VALIC Financial Advisors, Inc. and Edward Jones. Adam has passed the Series 66, Series 10, Series 9, SIE, and Series 7 exams. Adam is currently registered in 53 states and has a total of 7 approved SRO registrations, 1 approved FINRA registration, and 2 approved IA state registrations. Adam specializes in financial planning, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/26/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
09/09/2015 - 01/26/2018
VALIC FINANCIAL ADVISORS, INC. (ORLANDO FL)
FL
12/16/2014 - 07/27/2015
EDWARD JONES (ORLANDO FL)
BOTH
Issued 01/02/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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