Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Franklin is a financial advisor at U.S. Bancorp Investments, Inc. with over 15 years of experience in the industry. Adam is registered to provide investment advice in several states, including California, Texas, and Arizona. Adam holds the Series 63, Series 65, and Series 66 securities licenses, as well as the Series 7 and SIE exams. He has experience working with high-net-worth individuals, corporations, and pension plans. Adam specializes in providing financial planning, portfolio management, and investment management services. He offers services to a variety of clients, including individuals, businesses, and charitable organizations. Adam is committed to providing personalized advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
06/10/2024 - Present
U.s. Bancorp Investments, Inc. (Carlsbad CA)
CA
05/18/2016 - 09/20/2019
UNIONBANC INVESTMENT SERVICES, LLC (OCEANSIDE CA)
CA
08/12/2013 - 05/19/2016
J.P. MORGAN SECURITIES LLC (SAN DIEGO CA)
AZ
09/27/2012 - 10/03/2012
ECHOTRADE LLC (PHOENIX AZ)
CA
05/13/2008 - 09/18/2009
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
10/15/2007 - 05/12/2008
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
MN
04/30/2001 - 10/03/2001
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 10/16/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/31/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Adam Franklin is the right advisor for you? Invested Better is here to help.
