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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Foldes is a financial advisor with over 18 years of experience in the financial services industry. He is currently registered with Morgan Stanley and is also licensed in multiple states including Florida, Texas, and California. Adam has previously worked for Citigroup Global Markets Inc., SunTrust Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and First Titan Financial Corp. Adam has a diverse background in various financial services roles and possesses the Series 7, 9, 10, 22, 66, 79TO, and SIE licenses. He specializes in providing asset allocation advice, financial planning, pension consulting, portfolio management, and educational seminars. Adam is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/13/2011 - Present
Morgan Stanley (Boca Raton FL)
FL
09/28/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
07/19/2006 - 09/29/2006
SUNTRUST INVESTMENT SERVICES, INC. (BOCA RATON FL)
NY
01/05/2005 - 02/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/02/2004 - 10/04/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
TX
08/19/2003 - 09/30/2003
FIRST TITAN FINANCIAL CORP. (ARLINGTON TX)
BOTH
Issued 03/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/16/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 08/18/2003
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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