Unclaimed
Adam Congdon is a financial advisor with Payden & Rygel Distributors. Adam holds multiple licenses, including Series 7, 24, 52, 53, 66 and SIE. Adam's experience includes time at Performance Trust Capital Partners, LLC. Adam has been active in the financial industry since 2011. Adam is registered in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/07/2014 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
IL
10/28/2011 - 06/12/2014
PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CHICAGO IL)
BOTH
Issued 02/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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