linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Adam Max Sitzer

Barclays Capital Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Adam? Claim Your Profile

About Adam Max Sitzer

Adam Max Sitzer is a financial professional with over 20 years of experience in the industry. Adam has held positions at several prominent financial institutions including J.P. Morgan Securities LLC, Credit Suisse Securities (USA) LLC and American Express Financial Advisors Inc. Adam is currently registered with Barclays Capital Inc. in New York, NY.

Firm Information

Adam Sitzer is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Adam Sitzer’s Registration & Firm History

NY

08/28/2023 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

10/13/2022 - 08/11/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

07/14/2010 - 09/10/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

MD

09/03/2004 - 06/15/2006

METLIFE SECURITIES INC. (COLUMBIA MD)

MD

09/03/2004 - 06/15/2006

METROPOLITAN LIFE INSURANCE COMPANY (COLUMBIA MD)

MN

03/25/1998 - 03/10/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

03/25/1998 - 03/10/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Adam Max Sitzer is right for you?

Licenses & Designations

IA

Issued 03/06/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Adam Max Sitzer. Review regulatory record here.
Not sure if Adam Max Sitzer is right for you?