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Adam Matthew Moran

Brookfield Oaktree Wealth Solutions LLC

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About Adam Matthew Moran

Adam Moran is a financial advisor with over 17 years of experience in the industry. Adam is currently registered with Brookfield Oaktree Wealth Solutions LLC and has previously held positions at Brookfield Private Advisors LLC, Allianz Global Investors Distributors LLC, PIMCO Investments LLC, AXA Advisors, LLC, and Consolidated Trading LLC. He holds the Series 66, Series 7, Series 24 and SIE licenses. Adam is currently registered in Connecticut, Maine, Massachusetts, New Hampshire, New York, Rhode Island and Vermont.

Firm Information

Adam Moran is currently registered with Brookfield Oaktree Wealth Solutions LLC. Brookfield Oaktree Wealth Solutions LLC is a Limited Liability Company formed on February 4, 2021. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Moran’s Registration & Firm History

NY

12/22/2021 - Present

Brookfield Oaktree Wealth Solutions LLC (New York NY)

NY

07/19/2021 - 12/22/2021

BROOKFIELD PRIVATE ADVISORS LLC (New York NY)

NY

03/22/2012 - 02/23/2021

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

02/14/2011 - 03/19/2012

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

07/29/2008 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

NY

11/17/2005 - 08/01/2008

AXA ADVISORS, LLC (MELVILLE NY)

IL

01/16/2004 - 03/21/2005

CONSOLIDATED TRADING LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 12/08/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/21/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Matthew Moran.
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