Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Levi is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Adam has been in the securities industry since May 2012. Adam holds a Series 66 license as well as Series 7 and SIE. Adam is registered in Arizona, Arkansas, California, Colorado, Florida, Iowa, Nevada, North Carolina, Oregon, Tennessee, Texas, Utah, Vermont, Virginia, and Washington. Adam has previously worked at Centaurus Financial, Inc. and Ameriprise Financial Services, Inc.. In addition to working as a representative, Adam is also an employee at the Regents of the University of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/28/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWPORT BEACH CA)
CA
06/10/2015 - 10/07/2015
CENTAURUS FINANCIAL, INC. (REDLANDS CA)
CA
02/10/2012 - 04/10/2015
AMERIPRISE FINANCIAL SERVICES, INC. (CORONA CA)
BOTH
Issued 08/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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