Unclaimed
Adam Tartick is a financial advisor with over 10 years of experience in the industry. Adam is currently registered with Equitable Distributors, LLC and is licensed to conduct business in Illinois, Indiana, Kentucky, Michigan, Ohio, and Wisconsin. Previously, Adam was registered with AXA Advisors, LLC, in New York. Adam holds the Series 66, SIE, and Series 7 licenses. Adam is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
02/25/2020 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
04/26/2011 - 02/28/2020
AXA ADVISORS, LLC (SYRACUSE NY)
BOTH
Issued 06/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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