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Adam M Tartick

Equitable Distributors, LLC

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About Adam M Tartick

Adam Tartick is a financial advisor with over 10 years of experience in the industry. Adam is currently registered with Equitable Distributors, LLC and is licensed to conduct business in Illinois, Indiana, Kentucky, Michigan, Ohio, and Wisconsin. Previously, Adam was registered with AXA Advisors, LLC, in New York. Adam holds the Series 66, SIE, and Series 7 licenses. Adam is committed to providing clients with personalized financial advice and guidance.

Firm Information

Adam Tartick is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Tartick’s Registration & Firm History

NC

02/25/2020 - Present

Equitable Distributors, LLC (Charlotte NC)

NY

04/26/2011 - 02/28/2020

AXA ADVISORS, LLC (SYRACUSE NY)

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Licenses & Designations

BOTH

Issued 06/22/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/25/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam M Tartick.
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