Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Spiro is a financial advisor with over 4 years of experience in the industry. Adam has a Series 7, Series 63, and Series 66 license. Adam is currently registered with Raymond James & Associates, Inc., and is based in Boca Raton, FL. Adam has been a registered representative for Raymond James & Associates, Inc. since January 2024. Prior to that, Adam was a registered representative for Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY, and for AXA Advisors, LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/24/2024 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
NY
04/04/2019 - 05/16/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/04/2018 - 09/20/2018
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 09/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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