Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Pearson is a registered representative with Nomura Securities International, Inc. Adam has been in the securities industry since August 2012. Adam holds the Series 63, SIE and Series 79 licenses and is currently registered in California and New York. Adam's firm offers research-related services and provides a variety of services to their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
08/08/2012 - Present
Nomura Securities International, Inc. (SAN FRANCISCO CA)
BC
Issued 08/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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