Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Levy is a financial advisor at LPL Financial LLC, with over 17 years of experience in the industry. Adam is a registered representative in Washington and Texas and holds the Series 66, Series 7 and SIE licenses. Adam has a strong track record of providing financial advice to individuals, families, businesses, and charitable organizations. Adam is passionate about helping clients achieve their financial goals. In addition to his role at LPL Financial LLC, Adam is also the owner of LL Equine Project LLC and is a member of SOUND STRATEGIES WEALTH MANAGEMENT, LLC, which is the DBA for his LPL Financial LLC business. Adam is also an investment advisor representative in Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
08/15/2019 - Present
LPL Financial LLC (MERCER ISLAND WA)
WA
07/24/2015 - 08/16/2019
NBC SECURITIES, INC. (BELLEVUE WA)
WA
04/10/2012 - 07/24/2015
JHS CAPITAL ADVISORS, LLC (BELLEVUE WA)
WA
08/14/2008 - 04/11/2012
PAULSON INVESTMENT COMPANY, INC. (BELLEVUE WA)
WA
01/09/2007 - 08/15/2008
THE CONCORD EQUITY GROUP, LLC (BELLEVUE WA)
AZ
02/28/2006 - 01/08/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCSON AZ)
BOTH
Issued 03/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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