Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Greenbaum is a financial professional with over 15 years of experience in the securities industry. Adam is currently registered with SP Securities LLC and holds a Series 7, Series 63, Series 79TO and SIE licenses. Adam has previously worked with DUFF & PHELPS SECURITIES LLC, GCP SECURITIES, LLC, and GCP SECURITIES, INC. Adam is registered in Texas and is located in Houston.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/29/2017 - Present
SP Securities LLC (HOUSTON TX)
TX
08/12/2011 - 06/18/2015
DUFF & PHELPS SECURITIES LLC (HOUSTON TX)
TX
06/06/2012 - 12/10/2013
GCP SECURITIES, LLC (HOUSTON TX)
TX
10/23/2006 - 06/06/2012
GCP SECURITIES, INC. (HOUSTON TX)
TX
12/10/2004 - 10/10/2005
SP SECURITIES LLC (HOUSTON TX)
BC
Issued 02/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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