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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Brodsky is an investment advisor representative with Vivaldi Capital Management LP in Chicago, Illinois. Adam has been working in the financial services industry since 2002. Adam has experience with a variety of financial institutions, including Citigroup Global Markets Inc., Goldman, Sachs & Co., and BTIG, LLC. Adam is a licensed investment advisor representative in Illinois and has passed the Uniform Investment Adviser Law Examination (Series 65) and the Uniform Securities Agent State Law Examination (Series 63). Adam specializes in financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
07/09/2024 - Present
Vivaldi Capital Management LP (CHICAGO IL)
IL
10/31/2012 - 04/05/2019
BTIG, LLC (CHICAGO IL)
NY
10/26/2010 - 11/19/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/28/2003 - 05/11/2004
INTERNATIONAL CORRESPONDENT TRADING, INC. (HACKENSACK NJ)
NY
09/09/2002 - 03/26/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
08/21/2000 - 09/09/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
IA
Issued 07/09/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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