Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Schwartz is an experienced financial advisor with over 30 years of experience in the financial services industry. Adam is currently a registered representative and investment advisor representative with Osaic Wealth, Inc. and Aljz Consulting, LLC. Adam also holds the Certified Financial Planner designation. Adam specializes in providing financial planning, pension consulting and portfolio management services for individuals and businesses. Adam's previous experience includes roles at Woodbury Financial Services, Inc., Assetmark Brokerage, LLC, Capital Brokerage Corporation, Genworth Financial Securities Corporation, Manulife Financial Securities LLC, Amstar Distributors, Inc., Janus Distributors, Inc., BANC One Securities Corporation, First Chicago NBD Investment Services, Inc., Liberty Securities Corporation, and MONY Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/19/2024 - Present
Osaic Wealth, Inc. (FT MYERS FL)
IL
12/02/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKBROOK TERRACE IL)
CA
08/15/2014 - 12/04/2019
ASSETMARK BROKERAGE, LLC (CONCORD CA)
VA
12/04/2013 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
04/08/2008 - 11/22/2013
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
IL
02/02/2005 - 04/08/2008
GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)
VA
01/28/2005 - 02/02/2005
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
MA
08/22/2003 - 11/05/2004
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
NY
02/26/2003 - 07/02/2003
AMSTAR DISTRIBUTORS, INC. (NEW YORK NY)
CO
04/30/1999 - 02/01/2002
JANUS DISTRIBUTORS, INC. (DENVER CO)
IL
02/01/1999 - 04/21/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
05/30/1995 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
07/29/1993 - 03/15/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
08/10/1992 - 07/15/1993
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 09/27/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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