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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Lindsay Soklow is a financial advisor who has been in the industry since 2011. Adam is currently registered with Fidelity Personal And Workplace Advisors. Adam previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and ING FINANCIAL ADVISERS, LLC. Adam holds Series 6, 7TO, 63, and 66 licenses. Adam is licensed in Connecticut, Florida, Massachusetts, New Hampshire, New York, and Rhode Island. Adam specializes in providing financial planning services to individuals, high net worth individuals, corporations or other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
09/14/2023 - Present
Fidelity Personal AND Workplace Advisors (WEST HARTFORD CT)
CT
06/27/2019 - 08/16/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON CT)
CT
02/08/2011 - 01/25/2013
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BOTH
Issued 07/26/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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