Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Stormoen is a financial professional with over 18 years of experience in the industry. He is currently registered with Cascadia Capital, LLC, in Minneapolis, Minnesota. Adam has held previous roles with DUFF & PHELPS SECURITIES LLC, ROTH CAPITAL PARTNERS, LLC, DOUGHERTY & COMPANY LLC and MCGLADREY CAPITAL MARKETS, LLC. Adam has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice. He is a Series 7, Series 63, and Series 79TO licensed professional and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
06/30/2020 - Present
Cascadia Capital, LLC (Minneapolis MN)
MN
02/16/2017 - 05/15/2020
DUFF & PHELPS SECURITIES LLC (Minneapolis MN)
CA
07/08/2015 - 02/10/2017
ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)
MN
04/01/2010 - 06/24/2015
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
CA
03/15/2004 - 03/29/2010
MCGLADREY CAPITAL MARKETS, LLC (COSTA MESA CA)
BC
Issued 11/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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