Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Hiles is a financial advisor who has been in the industry since 2013. Adam is currently registered with Lument Securities, LLC. Adam has passed the Series 7, Series 9, Series 10, and Series 63 exams. Adam was previously registered with Lancaster Pollard & Co., LLC and Morgan Stanley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
01/02/2019 - Present
Lument Securities, LLC (COLUMBUS OH)
OH
05/17/2018 - 01/02/2019
LANCASTER POLLARD & CO., LLC (COLUMBUS OH)
OH
11/21/2013 - 05/07/2018
MORGAN STANLEY (COLUMBUS OH)
BC
Issued 10/31/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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