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Adam Lawrence Cohen

Nylife Securities LLC

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About Adam Lawrence Cohen

Adam Lawrence Cohen is a financial advisor at Nylife Securities LLC. Adam has been in the financial services industry since 2010. Adam has a Series 7, Series 66, Series 65 and SIE. Adam's current registration is with Nylife Securities LLC, and Adam's previous registrations were with National Securities Corporation and New England Securities.

Firm Information

Adam Cohen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Cohen’s Registration & Firm History

IL

09/04/2024 - Present

Nylife Securities LLC (DEERFIELD IL)

IL

05/28/2013 - 10/08/2021

NATIONAL SECURITIES CORPORATION (CHICAGO IL)

IL

02/10/2010 - 05/31/2013

NEW ENGLAND SECURITIES (CHICAGO IL)

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Licenses & Designations

IA

Issued 04/15/2016

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/03/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/25/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Adam Lawrence Cohen. Review regulatory record here.
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