Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Smith is a financial professional with over 16 years of experience in the industry. Adam is registered as a Registered Representative and Investment Adviser Representative in Arizona, Colorado, Hawaii, and New Mexico. Adam has a Series 6, Series 26, and Series 63 license. Adam's firm is State Farm Investment Management Corp. and is located in Prescott, Arizona. Adam is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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AZ
02/02/2022 - Present
State Farm Investment Management Corp. (Prescott AZ)
BC
Issued 08/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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