Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Klopfenstein is a financial advisor at Schwab Wealth Advisory, Inc. Adam is a registered representative with FINRA and is registered in 53 states and the District of Columbia. Adam has been in the industry since 2018 and has worked at several other financial institutions including Fidelity Brokerage Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and TD Ameritrade, Inc. Adam specializes in financial planning and portfolio management for individuals and businesses. Adam is also a registered Investment Advisor Representative with the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
10/05/2022 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
IL
04/05/2019 - 11/19/2020
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
IL
03/10/2016 - 12/13/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORRIDGE IL)
IL
11/03/2015 - 11/19/2015
TD AMERITRADE, INC. (CHICAGO IL)
IL
07/15/2015 - 08/26/2015
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
BOTH
Issued 8/25/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/6/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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