Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam King is a financial advisor with over 20 years of experience in the industry. Adam has worked for several firms, including LPL Financial, Morgan Stanley and Wells Fargo Clearing Services. Adam has a wide range of experience and holds both Series 7 and 63 licenses as well as the Series 65 license. Adam has a strong background in portfolio management and investment consulting. Adam is currently a registered representative with Wells Fargo Clearing Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/28/2024 - Present
Wells Fargo Clearing Services, LLC (PLATTSBURGH NY)
NY
04/29/2014 - 03/13/2024
LPL FINANCIAL LLC (PLATTSBURGH NY)
VT
06/19/2013 - 04/29/2014
MORGAN STANLEY (BURLINGTON VT)
NJ
03/01/2012 - 05/28/2013
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NY
01/03/2011 - 03/07/2012
ING FINANCIAL PARTNERS, INC. (PLATTSBURGH NY)
NY
03/10/2003 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (PLATTSBURGH NY)
PA
06/14/2000 - 03/28/2001
ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)
MI
11/17/1999 - 06/19/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
NJ
11/11/1998 - 11/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/21/1998 - 09/15/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 09/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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