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Adam Kerbis

UBS Securities LLC

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About Adam Kerbis

Adam Kerbis is a financial professional with a strong background in investment banking. Adam has been active in the financial industry since 2012 and holds a Series 79 license. Adam is currently registered with UBS Securities LLC, where has been employed since July 2021. Prior to joining UBS Securities LLC, Adam worked at EARLYBIRDCAPITAL, INC. and CANTOR FITZGERALD & CO.. Adam has a broad range of experience in the financial services industry, including investment banking and securities trading. Adam is committed to providing his clients with the highest level of service and expertise.

Firm Information

Adam Kerbis is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Kerbis’s Registration & Firm History

NY

07/01/2021 - Present

UBS Securities LLC (NEW YORK NY)

NY

03/06/2014 - 06/30/2016

EARLYBIRDCAPITAL, INC. (NY NY)

NY

06/05/2012 - 06/11/2013

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/17/2021

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Kerbis.
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