Unclaimed
Adam Kenneth Johnston is a financial advisor registered in New Jersey since 2007. Adam is currently registered with Bleakley Financial Group, LLC. Prior to that, Adam worked with Cetera Advisors LLC, First Allied Securities, Inc., NFP Securities, Inc. and Northwestern Mutual Investment Services, LLC. Adam holds Series 6, 7, 63 and 65 licenses. Adam has experience providing financial planning, portfolio management and investment advice to both individuals and businesses. Adam also has a strong background in pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-investment consulting/implementation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/21/2023 - Present
Bleakley Financial Group, LLC (Flemington NJ)
NJ
09/08/2022 - 05/31/2023
CETERA ADVISORS LLC (FLEMINGTON NJ)
NJ
09/15/2010 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (FLEMINGTON NJ)
NJ
03/10/2009 - 09/17/2010
NFP SECURITIES, INC. (ISELIN NJ)
WI
10/29/2002 - 06/02/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 09/06/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2009
Series 7 - General Securities Representative Examination
BC
Issued 10/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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