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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Keith Smith is a financial advisor with Raymond James Financial Services Advisors, Inc. Adam has been in the industry since 2020, specializing in financial planning, portfolio management, and pension consulting. Adam has a strong commitment to providing personalized service to individual and corporate clients, working collaboratively with them to achieve their financial goals. Adam is registered with the state of California and holds the Series 7, 66 and SIE licenses. Adam is a member of the Raymond James Financial Services Advisors, Inc. team, and is dedicated to providing his clients with a comprehensive approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
03/09/2022 - Present
Raymond James Financial Services Advisors, Inc. (Newport Beach CA)
BOTH
Issued 03/07/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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