Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Gines is a financial professional with over 20 years of experience in the industry. Adam holds a Series 66, Series 63, Series 10, Series 9, Series 7, and SIE license. Adam is currently registered with Fidelity Brokerage Services LLC. Adam has previously held several roles in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
06/28/2000 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BOTH
Issued 12/23/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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