Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam K. Slaughter is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered to provide investment advice in Arizona, California, Georgia, Kentucky, Tennessee, Texas, Virginia and Washington. Adam Slaughter has been providing investment advice for over 6 years, with previous experience at Edward Jones, PRUCO SECURITIES, LLC., and Bankers Life Securities, Inc. Adam K. Slaughter holds the Series 66, Series 7, and SIE securities licenses. Adam Slaughter specializes in providing investment advice to individuals, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, charitable organizations, insurance companies, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
01/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOWLING GREEN KY)
KY
04/29/2022 - 11/04/2022
EDWARD JONES (BOWLING GREEN KY)
KY
08/25/2021 - 05/17/2022
PRUCO SECURITIES, LLC. (LOUISVILLE KY)
KY
05/15/2017 - 08/26/2021
BANKERS LIFE SECURITIES, INC. (BOWLING GREEN KY)
BOTH
Issued 10/02/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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