Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Abramowitz is a financial professional with over 17 years of experience in the industry. Adam has a diverse background, having worked with firms such as Colorado Financial Service Corporation, Burch & Company, Inc., and Wells Fargo Securities, LLC. Currently, Adam is a registered representative with Intrepid Investment Bankers LLC and is licensed in California. His expertise spans various financial areas including investment banking, securities, and operations. Adam holds several professional licenses including Series 7, 24, 63, 79TO, 99TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
12/13/2010 - Present
Intrepid Investment Bankers LLC (LOS ANGELES CA)
CA
06/11/2010 - 01/03/2011
COLORADO FINANCIAL SERVICE CORPORATION (LOS ANGELES CA)
MO
06/04/2010 - 06/08/2010
BURCH & COMPANY, INC (KANSAS CITY MO)
CA
07/01/2009 - 06/03/2010
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
CA
10/03/2006 - 07/01/2009
WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)
CA
10/04/2005 - 10/05/2006
BARRINGTON ASSOCIATES (LOS ANGELES CA)
BC
Issued 11/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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