Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Wass is a financial advisor with over 30 years of experience in the industry. Adam is currently registered with Osaic Institutions, Inc., and has held previous positions with LPL Financial LLC, CUNA Brokerage Services, Inc., CUSO Financial Services, L.P., WM Financial Services, Inc., GREAT WESTERN FINANCIAL SECURITIES CORPORATION, GLENFED BROKERAGE SERVICES, and MUTUAL OF OMAHA FUND MANAGEMENT COMPANY. Adam has a strong understanding of the financial markets and has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/05/2022 - Present
Osaic Institutions, Inc. (Westminster CA)
CA
06/20/2011 - 05/18/2022
LPL FINANCIAL LLC (WESTMINSTER CA)
CA
02/14/2002 - 06/20/2011
CUNA BROKERAGE SERVICES, INC. (HUNTINGTON BEACH CA)
CA
02/13/1998 - 02/13/2002
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
09/26/1997 - 04/06/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
06/02/1997 - 02/13/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
06/24/1993 - 05/23/1997
GLENFED BROKERAGE SERVICES (GLENDALE CA)
NE
08/03/1992 - 08/19/1993
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
IA
Issued 11/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/18/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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