Unclaimed
Adam Templeton is a financial advisor with Seaport Global Securities LLC. Adam has been in the industry since 2004. Adam is licensed to provide financial advice in all 50 states and the District of Columbia. Adam holds the Series 4, 7, 24, 55, 57TO, 63 and SIE licenses. Adam was previously employed at Raymond James & Associates, Inc., Knight Capital Americas LLC, Knight Capital Americas, L.P., Newedge USA, LLC, Newedge Financial Inc., Pali Capital, Inc., Wall Street Access and A.B. Watley, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/03/2019 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
04/04/2013 - 06/21/2019
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NJ
07/02/2012 - 04/08/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
01/19/2010 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
01/07/2008 - 01/28/2010
NEWEDGE USA, LLC (NEW YORK NY)
NY
04/10/2008 - 09/01/2008
NEWEDGE FINANCIAL INC. (NEW YORK NY)
NY
04/05/2006 - 01/23/2008
PALI CAPITAL, INC. (NEW YORK NY)
NY
02/17/2000 - 08/09/2001
WALL STREET ACCESS (NEW YORK NY)
NY
09/01/1999 - 02/28/2000
A.B. WATLEY, INC. (NEW YORK NY)
NJ
06/04/1999 - 09/10/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/06/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/04/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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