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Adam Joseph Templeton

Seaport Global Securities LLC

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About Adam Joseph Templeton

Adam Templeton is a financial advisor with Seaport Global Securities LLC. Adam has been in the industry since 2004. Adam is licensed to provide financial advice in all 50 states and the District of Columbia. Adam holds the Series 4, 7, 24, 55, 57TO, 63 and SIE licenses. Adam was previously employed at Raymond James & Associates, Inc., Knight Capital Americas LLC, Knight Capital Americas, L.P., Newedge USA, LLC, Newedge Financial Inc., Pali Capital, Inc., Wall Street Access and A.B. Watley, Inc.

Firm Information

Adam Templeton is currently registered with Seaport Global Securities LLC. Seaport Global Securities LLC is a Limited Liability Company formed in 2001 and is approved in 52 states and the District of Columbia. They are registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

92

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Templeton’s Registration & Firm History

NY

07/03/2019 - Present

Seaport Global Securities LLC (NEW YORK NY)

NY

04/04/2013 - 06/21/2019

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)

NJ

07/02/2012 - 04/08/2013

KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)

NJ

01/19/2010 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

01/07/2008 - 01/28/2010

NEWEDGE USA, LLC (NEW YORK NY)

NY

04/10/2008 - 09/01/2008

NEWEDGE FINANCIAL INC. (NEW YORK NY)

NY

04/05/2006 - 01/23/2008

PALI CAPITAL, INC. (NEW YORK NY)

NY

02/17/2000 - 08/09/2001

WALL STREET ACCESS (NEW YORK NY)

NY

09/01/1999 - 02/28/2000

A.B. WATLEY, INC. (NEW YORK NY)

NJ

06/04/1999 - 09/10/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 04/10/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2012

Series 4 - Registered Options Principal Examination

BC

Issued 12/10/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/04/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Adam Joseph Templeton.
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