Unclaimed
Adam Rutherford is a registered representative with Orchard Securities, LLC. Adam has been in the financial services industry since 2006. He has Series 7, Series 63, Series 65, and Series 22TO licenses, as well as the SIE exam. He is currently registered in Alaska, California, Idaho, Montana, Oregon, Utah, Washington, and Wyoming. Adam has previously worked for GWFS Equities, Inc. and J.P. Morgan Institutional Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
01/10/2023 - Present
Orchard Securities, LLC (PLEASANT GROVE UT)
KS
09/02/2014 - 03/27/2017
GWFS EQUITIES, INC. (OVERLAND PARK KS)
KS
07/18/2006 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
BC
Issued 03/01/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 11/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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