Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Joseph Ponton is a financial advisor registered with Raymond James Financial Services Advisors, Inc. Adam has been in the financial services industry since July 2018. Adam has a Series 7, Series 10, Series 63, and Series 65 licenses and holds registrations in 30 states and 3 districts. Adam has experience in providing financial planning and investment advice to individuals, businesses, and pension and profit-sharing plans. Adam specializes in retirement planning, college savings, and investment management. Adam's firm, Raymond James Financial Services Advisors, Inc., is a large financial services firm with a strong reputation for providing high-quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
07/12/2024 - Present
Raymond James Financial Services Advisors, Inc. (PHOENIX AZ)
IA
Issued 07/30/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/27/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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