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Adam Joseph Mongold

Nicol Investors Corp.

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About Adam Joseph Mongold

Adam Mongold is a financial professional with Nicol Investors Corp. based in Granite City, IL. Adam has been in the industry since July 2019 and holds licenses in 19 states, including Illinois, Florida, California and Missouri. He holds Series 63, SIE, and Series 6TO licenses.

Firm Information

Adam Mongold is currently registered with Nicol Investors Corp.. Nicol Investors Corp. is a Corporation formed in August 2002. It is approved and registered in 27 states and holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Mongold’s Registration & Firm History

IL

07/19/2019 - Present

Nicol Investors Corp. (GRANITE CITY IL)

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Licenses & Designations

BC

Issued 09/27/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/19/2019

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Joseph Mongold.
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