Unclaimed
Adam Mongold is a financial professional with Nicol Investors Corp. based in Granite City, IL. Adam has been in the industry since July 2019 and holds licenses in 19 states, including Illinois, Florida, California and Missouri. He holds Series 63, SIE, and Series 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/19/2019 - Present
Nicol Investors Corp. (GRANITE CITY IL)
BC
Issued 09/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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