Unclaimed
Adam Howaniec is a registered representative with Neuberger Berman BD LLC. Adam has been in the industry since December 2015. Adam holds Series 66, SIE, and Series 7 licenses. Adam is registered to offer investment advisory services in Illinois and New York. Adam is also licensed to offer securities products in Illinois and New York. Adam currently works at the Chicago office of Neuberger Berman BD LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
04/10/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
BOTH
Issued 04/04/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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