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Adam Joseph Brodman

Prudential Annuities Distributors, Inc.

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About Adam Joseph Brodman

Adam Joseph Brodman is a financial professional with over 28 years of experience in the financial services industry. He is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Adam has a broad range of experience having worked for other firms such as Pruco Securities, LLC, MML Investors Services, Inc., and Equity Services, Inc. He holds the Series 6 and SIE licenses. Adam is registered in New Jersey and South Dakota.

Firm Information

Adam Brodman is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Adam Brodman’s Registration & Firm History

CT

04/01/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

07/31/2001 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

MA

01/02/1998 - 06/15/2001

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

VT

03/14/1994 - 12/31/1997

EQUITY SERVICES, INC. (MONTPELIER VT)

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Licenses & Designations

BC

Issued 11/26/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Adam Joseph Brodman.
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