Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Zipper is an investment advisor representative with over 28 years of experience in the financial services industry. Adam currently works at Morgan Stanley. Prior to joining Morgan Stanley, Adam has held positions at several other firms, including FIRST REPUBLIC SECURITIES COMPANY, LLC, J.P. MORGAN SECURITIES LLC, and CITIGROUP GLOBAL MARKETS INC.. Adam is registered in 55 states and the District of Columbia, and holds a Series 7, 31, 63, and 65 licenses. Adam also holds the SIE designation. Adam is dedicated to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
04/03/2023 - Present
Morgan Stanley (New York NY)
NY
07/31/2020 - 05/01/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (New York NY)
NY
02/13/2009 - 08/10/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/21/1996 - 03/10/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/05/1994 - 05/06/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
IA
Issued 11/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 10/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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