Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Cohen is a financial professional with over 13 years of experience in the financial services industry. Adam currently works for Farmers Financial Solutions, LLC as a Registered Representative. Adam previously worked at Lightpath Capital, Inc, Edward Jones, Nationwide Securities, LLC, First Command Financial Planning, Inc., Twenty-First Securities Corporation, Carlin Equities Corp., First Union Brokerage Services, Inc., I/B/E/S INC, Chase Investment Services Corp, Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Prudential-Bache Securities Inc. Adam holds Series 6, 7, 63, 65, 66, 24, and 26 licenses and is registered to offer securities in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/11/2021 - Present
Farmers Financial Solutions, LLC (GEORGETOWN TX)
TX
09/15/2014 - 12/31/2014
LIGHTPATH CAPITAL, INC (SOUTHLAKE TX)
MO
05/08/2013 - 07/09/2013
EDWARD JONES (ST. LOUIS MO)
OH
04/14/2010 - 01/20/2011
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
OH
04/28/2009 - 06/08/2009
NATIONWIDE SECURITIES, LLC (COLUMBUS OH)
FL
11/09/2007 - 08/08/2008
FIRST COMMAND FINANCIAL PLANNING, INC. (TAMPA FL)
NY
10/13/2000 - 11/02/2000
TWENTY-FIRST SECURITIES CORPORATION (NEW YORK NY)
NY
08/07/2000 - 09/29/2000
CARLIN EQUITIES CORP. (NEW YORK NY)
NC
06/08/2000 - 08/08/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
07/29/1998 - 11/16/1999
I/B/E/S INC. (NEW YORK NY)
IL
09/11/1997 - 07/08/1998
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
10/11/1994 - 09/02/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/30/1989 - 10/17/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/19/1989 - 09/23/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 08/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/24/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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