Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Alderfer is a registered representative with Houlihan Lokey Capital, Inc. Adam has been in the securities industry for a few years, passing his Series 79TO and SIE exams. Adam is currently licensed in New York and is also licensed for Series 63. Adam previously worked at 7M Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/09/2024 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NC
09/14/2023 - 01/03/2024
7M SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 10/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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