Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Adam? Claim Your ProfileAdam Russell is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated, who has over 10 years of experience in the industry. Adam is registered with FINRA and the state of North Carolina, as well as the state of New York. Adam has a variety of licenses and certifications including Series 66, 63, 10, 9, 24, 7 and SIE. Adam is a registered principal and provides a wide range of services including portfolio management, financial planning, and investment research. He also has extensive experience in the banking industry. Previously, Adam worked for Bank of America Investment Services, Inc. and Gelber Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/29/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NC
12/15/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IL
03/06/2006 - 08/14/2006
GELBER SECURITIES, LLC (CHICAGO IL)
BOTH
Issued 7/28/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/16/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 5/13/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/3/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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